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Exempt market securities
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21	This document is an unofficial consolidation of all amendments to National Instrument[removed]Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI[removed]and its Companion Policy, effective as of Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2015-01-19 11:37:35 Financial services Stock market Collective investment schemes Exempt market dealer Canadian Investment Manager Securities Act Canadian securities regulation Security Mutual fund Financial economics Investment Finance
22	The Ontario Securities Commission OSC Bulletin January 15, 2015 Volume 38, Issue[removed]), 38 OSCB Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2015-01-16 12:15:00 73rd United States Congress Financial economics Exempt market dealer Finance Canadian securities regulation Ontario Securities Commission Securities Act Financial regulation Independent Review Committee Canadian law United States securities law United States Securities and Exchange Commission
23	Microsoft PowerPoint - NY2-#[removed]v5-Exempt_and_Hybrid_Securities_Offerings.PPT Add to Reading List Source URL: www.iflr.com Language: English - Date: 2012-03-08 09:59:06 Finance Investment United States Securities and Exchange Commission 73rd United States Congress Securities Securities Exchange Act U.S. Securities and Exchange Commission Securities Act Financial Industry Regulatory Authority United States securities law Stock market Financial economics
24	Microsoft PowerPoint - Ongoing amendments to National Instrument[removed]ppt [Compatibility Mode] Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2015-02-06 10:30:32 Exempt market dealer SEC filings Money Business United States securities law Finance Investment Financial economics
25	Barbara J. Amsden Managing Director[removed]removed] December 20, 2014 Mr. Bill Rice Add to Reading List Source URL: iiac.ca Language: English - Date: 2014-12-22 11:45:55 Investment Financial regulation Self-regulatory organizations Securities Exempt market dealer Canadian securities regulation Investment Industry Regulatory Organization of Canada Financial adviser Short Financial economics Finance Business
26	Microsoft Word - CSA response to IIAC January[removed]docx Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2015-01-28 12:48:49 Financial regulation Investment Industry Regulatory Organization of Canada Business Securities Commission Mutual Fund Dealers Association Finance Financial system Canadian securities regulation Exempt market dealer Financial economics Securities Self-regulatory organizations
27	ANNUAL REPORT 2013–2014 Protecting investors and fostering fair, efficient and competitive capital markets across Canada. IIROC’s National Advisory Add to Reading List Source URL: www.iiroc.designwerke.com Language: English - Date: 2014-08-26 11:12:38 Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada Securities Canadian securities regulation High-frequency trading Ombudsman for Banking Services and Investments Exempt market dealer Non-reporting issuer Financial economics Finance Business
28	Minn. Stat. 80A[removed]MNvest Registration Exemption. The offer, sale, and issuance of securities in a MNvest Offering is exempt from the requirements of sections 80A.49 to 80A.54, except 80A.50, paragraph (a), clause (3 Add to Reading List Source URL: mnvest.org Language: English - Date: 2014-12-20 10:04:08 Financial economics Stock market Investment Financial system New Deal Securities Act Securities Exchange Act Security Issuer United States Securities and Exchange Commission United States securities law 73rd United States Congress
29	MFDA Policy Bulletin #0623-P - Approval of Phase 2 CRM2 Amendments to Rules[removed]Rates of Return), 5.3 (Client Reporting), 5.4 (Trade Confirmations) and MFDA Financial Questionnaire and Report (Form 1) Add to Reading List Source URL: mfda.ca Language: English - Date: 2014-12-19 11:27:54 Canadian securities regulation Finance Investment Exempt market dealer
30	Government of Newfoundland and Labrador Department of Government Services Financial Services Regulation Division BLANKET ORDER NUMBER 58 Add to Reading List Source URL: www.servicenl.gov.nl.ca Language: English - Date: 2014-12-03 13:00:19 United States securities law Regulation D Finance Securities Act Financial system Accredited investor Exempt market dealer United States Securities and Exchange Commission Financial economics Investment

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